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Managing
Risk in Software Process Improvement: An Action Research Approach
Jakob H. Iversen, Lars Mathiassen, and
Peter Axel Nielsen
Special Issue on Action Research
Volume 28, Number 3
Abstract
Many software organizations engage in software process
improvement (SPI) initiatives to increase their capability to develop
quality solutions at a competitive level. Such efforts, however,
are complex and very demanding. A variety of risks makes it
difficult to develop and implement new processes.
We studied SPI in its organizational context through collaborative
practice research (CPR), a particular form of action research.
The CPR program involved close collaboration between practitioners and
researchers over a three-year period to understand and improve SPI
initiatives in four Danish software organizations. The problem of
understanding and managing risks in SPI teams emerged in one of the
participating organizations and led to this research. We draw
upon insights from the literature on SPI and software risk management
as well as practical lessons learned from managing SPI risks in the
participating software organizations.
Our research offers two contributions. First, we contribute to
knowledge on SPI by proposing an approach to understand and manage
risks in SPI teams. This risk management approach consists of a
framework for understanding risk areas and risk resolution strategies
within SPI and a related process for managing SPI risks. Second,
we contribute to knowledge on risk management within the information
systems and software engineering disciplines. We propose an
approach to tailor risk management to specific contexts. This
approach consists of a framework for understanding and choosing between
different forms of risk management and a process to tailor risk
management to specific contexts.
Keywords: Risk management, software process
improvement, action research, collaborative practice research
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